• Sanctions Governance & Effectiveness Assessment

    Sanctions Governance & Effectiveness Assessment

  • AML 360° Assessment

    AML 360° Assessment

    Firms cannot achieve statutory or regulatory AML compliance without an effective AML Culture. The Baker Regulatory Services Culture & Effectiveness Assessment allows Board Directors to benchmark their firm against best practices and identify strengths and areas for attention.
  • Consultancy


    Baker Regulatory Services assists financial services businesses to achieve compliance with AML / CFT legislation and Codes of Practice together with all guidance / handbooks issued by the regulator thereby effectively managing the AML / CFT threat and regulatory risks faced by businesses and individuals.
  • Training


    Baker Regulatory Services has unrivalled experience in the provision of regulatory compliance advice. Many organisations can benefit from focused training to complement the implementation of robust policies and procedures. Our expert team can provide bespoke training to ensure a consistent level of knowledge throughout organisations.

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